Mastering ROC Compliance: Company, LLP, and CSR Filings

Master ROC Compliance: A Complete Guide to Company, LLP & CSR Filings

Gain comprehensive expertise in ROC compliance with our all-inclusive course covering company filings, LLP filings, and CSR (Corporate Social Responsibility) filings. This course is designed for Company Secretaries (CS), Chartered Accountants (CA), corporate professionals, entrepreneurs, and students seeking to confidently navigate the complexities of corporate governance under the Companies Act, 2013 and LLP Act, 2008.

We provide a step-by-step understanding of ROC filings starting with foundational knowledge of SPICe+ forms and company incorporation. Learn how to effectively use the MCA portal for seamless registration.

Key Topics Covered:

• Director Compliance:
  • Director KYC filing (DIR-3 KYC): Ensure director compliance and DIN validation.
• Annual Returns:
  • AOC-4, MGT-7, MGT-7A: Master filing annual returns for companies and OPCs.
• Board & AGM Procedures:
  • Board Meeting & AGM: Learn to draft notices, pass resolutions, and maintain accurate records.
• Charge-Related Filings:
  • CHG-1, CHG-4: Understand and manage charge-related filings for creating, modifying, and satisfying charges.
• Auditor Filings:
  • ADT-1: Learn the process for auditor appointment & resignation filings.
• Director Changes:
  • DIR-12, DIR-2: Manage director-related changes including appointment, resignation, designation changes, and consent filings.
• Registered Office Updates:
  • INC-22: Learn to update your registered office address.
• Deposits:
  • Form DPT-3: Understand and file the Return of Deposits for companies with loans or advances.
• Corporate Social Responsibility (CSR):
  • CSR Filings: Track and report on your corporate social responsibility obligations.
• MSME Compliance:
  • MSME-1 Form Filing: Comply with supplier payment timelines under the MSMED Act.
• Digital Signature Certificate (DSC):
  • DSC: Learn about Digital Signature Certificate (DSC) usage and troubleshooting.

LLP-Specific Filings:

• LLP Incorporation & Agreement: Master LLP incorporation and agreement filing (Form 3).
• Annual Compliance: Understand annual compliance forms (Form 8 & 11).
• Partner Changes: Manage change in LLP name & partner details (Form 4, Form 5).
• Event-Based Updates: Stay updated on LLP event-based filings and recent amendments.

Benefits of this Course:

• Real-life Examples: Learn through practical, real-world scenarios.
• Downloadable Formats: Access helpful templates and resources.
• Best Practices: Implement effective strategies for compliance.
• MCA Portal Mastery: Navigate the MCA portal with confidence.

By the end of this course, you will be able to:

• Perform end-to-end ROC filings for both companies and LLPs.
• Draft and maintain board meeting documents and resolutions.
• Stay compliant with annual, event-based, and time-bound regulatory requirements.
• Confidently use the MCA portal for all form submissions.
• Understand and apply company law in practical situations.

Empower yourself to handle ROC and MCA filings seamlessly, avoid penalties, and ensure your business remains compliant. Enroll now and elevate your corporate compliance knowledge!